Wall Street Hit With Latest Wave of Fines in SEC WhatsApp Probe

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Wall Street Hit With Latest Wave of Fines in SEC WhatsApp Probe
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(Bloomberg) -- A fresh slate of Wall Street firms agreed to collectively pay tens of millions of dollars to US regulators over their employees’ use of unmonitored communication channels on the job.

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U.S. SEC nearing settlement with Wall Street firms over WhatsApp probe -sourcesU.S. SEC nearing settlement with Wall Street firms over WhatsApp probe -sourcesNEW YORK (Reuters) - The U.S. Securities and Exchange Commission (SEC) is finalizing settlements with around two dozen Wall Street firms to resolve ...
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