The SEC is proposing that any company, not just smaller ones, could privately pitch potential investors on going public
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SEC files insider trading lawsuit against former Apple lawyer
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A former Apple executive was just accused of insider trading by the SECGene Levoff, formerly Apple's Senior Director of Corporate Law and Corporate Secretary, has been charged by the SEC with insider trading.
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SEC says Apple corporate secretary illegally traded ahead of earnings
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SEC Accuses Ex-Apple Executive of Insider TradingA former Apple Inc. senior lawyer has been accused by the Securities and Exchange Commission of exploiting his position to illegally trade shares in the company ahead of Apple’s financial reports, according to court documents.
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SEC charges former Apple exec with insider tradingThe lawsuit alleges Gene Levoff profited and avoid losses of approximately $382,000 by illegally exploiting corporate information.
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Ex-Apple Exec Who Oversaw Insider Trading Policy Profited On Inside Info, SEC SaysThe agency says Gene Levoff used prior knowledge of earnings to buy and sell millions of dollars in Apple stock, even as he was responsible for overseeing compliance with rules on insider trading.
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Holding: SEC stays classy on class-action lawsuitsThe U.S. watchdog allowed Johnson & Johnson to block a proposal to ban shareholders from suing en masse. The move preserves an essential check on corporate fraud – for now. Rising litigation and Supreme Court hostility to securities cases may soon force the regulator to yield.
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Big Three Stock Exchanges Sue SEC Over Trading-Fee PlanIn an unprecedented legal confrontation, the three biggest U.S. stock-exchange groups are taking on their own regulator to block an initiative that seeks to limit the fees they can charge for trading.
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